In today's complex regulatory environment, a fragmented approach with disjointed tools and siloed activities is both inefficient and unsustainable, leading to compliance gaps, overlooked risks, and wasted resources. The REG-1 Ecosystem changes this by unifying GRC activities into a cohesive platform. It promotes seamless communication and collaboration across departments, offering real-time insights, predictive risk management, and a streamlined compliance strategy—eliminating the frustrations of managing multiple, disjointed tools.
REG-1 is comprised of SIX modules. These modules make up the REG-1 EcoSystem. They house the functionality to support firms across governance, risk and compliance responsibilities.
Each module can work independently, for those that want to focus on a specific area. However we expect ALL users will realise the value proposition and evolve into embracing the entire ecosystem we’ve created.
A centralised hub crafted for precision, clarity, and simplicity. From adeptly managing complaints, conflicts, and undertakings to the vital tracking of potential breaches, our platform ensures that no detail slips through the cracks. It's your trusted guardian for compliance oversight.
Dynamic Risk Assessments in Real-Time. In the intricate landscape of regulatory compliance, this module guides you through every facet of risk. Whether it's AML, Data Privacy, Sanctions, or Conduct Risk, our platform seamlessly integrates with industry rules and regional nuances, providing both static snapshots and continuous oversight.
Unified Audit dashboard. Real-Time, Interlinked and Limitless. Reinvent the traditional approach to audits. Migrate away from siloed, annual checks and step into the future with live, real-time monitoring. Whether it's Lexcel, ISO9001, ISO27001, CQS, Cyber Essentials or any other standard, our module houses an infinite repository of audits, all in one unified space.
The central nexus for all your policy needs. Seamlessly import, adeptly manage, and diligently track policies ensuring they align impeccably with your compliance and regulatory obligations. Let us convert them into Smart Policies, so you can navigate compliance with confidence, knowing every policy is dynamic and mapped to business activity.
Your dynamic companion in today's complex regulatory landscape. Harness the power of Data, Insights & Analytics tailored to your firm, industry, and jurisdiction. With features ranging from horizon scanning, a comprehensive regulatory library to real-time tracking of compliance obligations across your firm.
Streamline your governance processes with our Governance Toolkit. Tailored for efficiency, it simplifies document control, trade licensing, board management, and ensures seamless compliance. REG-1 makes reporting to the board, and tracking of key governance activities seamless.